Business Unit Compliance Officer (asset management)

  • Full Time
  • London
  • Salary Guide: £20,000 - £40,000

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Canada Life UK

Category: Strategy & Consultancy, Size: 101-200

Business Unit Compliance Officer (asset management): Canada Life UK

To support its growth Canada Life UK is looking for a new member to join its team in a supportive and friendly environment. This role will suit a self-motivated individual who can work with minimum supervison. The successful applicant will have good interpersonal and communication skills, and will be open to new learning and ideas. Please visit the website for further information about this role.

Position: Business Unit Compliance Officer (Asset Management)
Location: London
Hours: Full Time
Salary Guide: £20,000 – £40,000
Last Updated: 14 January 2022
Job Category: Strategy & Consultancy

Compliance Officer Role:

A Compliance Officer, or Compliance Manager makes sure that the organisation complies with internal and external regulations. Duties include working with management and staff to identify regulatory risks and designing internal controls to ensure compliance within the organisation.

Other Duties:

  • Performing routine risk assessments to help organisations understand compliance risk, scope and significance
  • Monitoring the organisations compliance with regulations and internal policies to ensure they are up to date with the relevant laws
  • Educating employees on compliance regulations and the impact of non-compliance on the organisation
  • Recording their findings properly and following up with management to ensure the issues are rectified
  • Reviewing marketing materials, websites and presentations to ensure compliance with regulations
  • Assisting in the gathering of information internally in response to requests by regulatory organisations
  • Performing administrative tasks such as file creation and maintaining files of ongoing projects
  • Collaborating with management from other departments to ensure compliance and investigating irregularities

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