Senior Compliance Officer

  • Full Time
  • Essex
  • Salary Guide: £25,000 - £50,000

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Regus

Were changing the mortgage market for the better, helping more people with flexible and competitive products. Join the real life lending revolution. T... Role: Compliance Officer, Category: Strategy & Consultancy, Size: 1-10

Senior Compliance Officer: Regus

Were changing the mortgage market for the better, helping more people with flexible and competitive products. Join the real life lending revolution. TML is a specialist intermediary-only mortgage lender that provides products and criteria that meet the needs of borrowers who are not served by the high street.

Position: Senior Compliance Officer
Location: Essex
Hours: Full Time
Salary Guide: £25,000 – £50,000
Last Updated: 03 August 2022
Job Category: Strategy & Consultancy

Compliance Officer Role:

A Compliance Officer, or Compliance Manager makes sure that the organisation complies with internal and external regulations. Duties include working with management and staff to identify regulatory risks and designing internal controls to ensure compliance within the organisation.

Other Duties:

  • Performing routine risk assessments to help organisations understand compliance risk, scope and significance
  • Monitoring the organisations compliance with regulations and internal policies to ensure they are up to date with the relevant laws
  • Educating employees on compliance regulations and the impact of non-compliance on the organisation
  • Recording their findings properly and following up with management to ensure the issues are rectified
  • Reviewing marketing materials, websites and presentations to ensure compliance with regulations
  • Assisting in the gathering of information internally in response to requests by regulatory organisations
  • Performing administrative tasks such as file creation and maintaining files of ongoing projects
  • Collaborating with management from other departments to ensure compliance and investigating irregularities



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