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Field Seymour Parkes LLP
In this role youll be responsible for the firms compliance and regulatory commitments and processes. Youll work closely and meet regularly with the Ma... Role: Compliance Manager, Category: Strategy & Consultancy, Size: n/a
Compliance Manager: Field Seymour Parkes LLP
In this role youll be responsible for the firms compliance and regulatory commitments and processes. Youll work closely and meet regularly with the Managing Partner, Director of Finance and Operational Board, leading on ensuring our regulatory requirements, best practice and quality standards are met, as well as providing risk expertise.
Position: Compliance Manager
Location: Reading
Hours: Full Time
Salary Guide: £26,562 – £63,750
Last Updated: 12 May 2022
Job Category: Strategy & Consultancy
Compliance Manager Role:
A Compliance Manager, or Compliance Supervisor enforces policies and plans programmes to ensure the legal and ethical integrity of the company. Duties include ensuring that departments adhere to the rules and regulations that the company upholds, planning reports and discussing new rules and regulations with management.
Other Duties:
- Conducting interviews and surveys to ensure that employees are compliant with regulations across the company’s various departments
- Conducting investigations to discover the root cause of compliance problems when they arise
- Performing research to stay informed about environmental standards
- Educating employees and partners through documentations and brochures on how to improve compliance
- Examining and improving auditing processes to resolve compliance issues fast or prevent them entirely
- Hosting meetings with employees to address any concerns that they may have about ethical and compliance matters within a department or industry
- Motivating employees to not only strive to meet compliance standards, but also to exceed them for operating efficiency
- Leading and helping in the design of programmes that improve compliance
