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The Business Club Ltd
The primary role of the Finance Compliance Executive is to assist the firm in complying with its regulatory obligation in relation to residual balance... Role: Financ, Category: Strategy & Consultancy, Size: 1-10
FINANCE COMPLIANCE EXECUTIVE: The Business Club Ltd
The primary role of the Finance Compliance Executive is to assist the firm in complying with its regulatory obligation in relation to residual balances by assessing all retentions the firm holds. Whilst you will report to the Compliance Cashier Manager and form part of the wider Finance Team you will work closely with the COFA as appropriate who has ultimate responsibility for the firms client balances.